Regulation of Surplus Lines Carriers is overseen by the OID Financial Division. Regulation of Surplus Lines Brokers and Direct Placement Entities is overseen by the OID Premium Tax Unit.
SL Foreign & Domestic Checklist for Application
SL Alien Checklist for Application
SL Alien Annual Renewal – Due August 30
UCAA Application Forms
Application and Agreement for Approval as a Surplus Lines Carrier
Annual Surplus Lines Carriers Filing Requirements
Annual Surplus Lines Carriers Voucher
OK Whitelist & of Registered Surplus Lines Carriers
Contact Notification Form
Contact the OID Financial Division
All surplus lines business and premium tax remittance must be reported quarterly per Oklahoma Title 36.1100.1 and Oklahoma Administrative Code 365:25-3-13(d). Electronic reporting is required via OPTins website. Quarterly reports of zero business are not required. All Surplus Lines Brokers are required to submit the annual report; zero business annual reports are required. All state-required forms reside on the OPTins website. Old legacy forms are not accepted.
The OK Whitelist of Registered Surplus Lines Carriers is located on the Surplus Lines Carriers tab.
Please read the following for filing information:
This type of Surplus Lines business is insurance procured by an insured directly from a non-admitted insurer per Oklahoma Title 36-1100.1(3) and reported with premium tax remittance per Oklahoma Title 36-1115.C. Direct Placement Surplus Lines business must be reported either via the OPTins website or by hard copy report forms with hard copy check remittance by mail delivery service. Please read the following for filing information and for access to forms:
- FAQ: Direct Placement Summary Reports
- Instructions for Filing Surplus Lines Direct Placement Summary Reports
- Surplus Lines Insurance Direct Placement Summary Report (DSL-3a)
- Surplus Lines Direct Placement Summary of Operations (DSL-3b)
- Insured’s Form Regarding Direct Placement (DSL-3c)
- Surplus Lines Insurance Direct Placement Credit or Refund Form (DSL-3d)